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FINRA Awards for Ascendiant Capital Markets

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0419102/06/2014Claimant(s): Negotiart of America.
Claimant Lawyers(s): David E. Robbins
Respondent(s): Sean Spearman, Ascendiant Capital Markets
Respondent Lawyers(s): Brian A. Lebrecht
Arbitrator(s): Erwin Jay Shustak, Brian Boru Torsney, Traci Lynn Sherrod
Hearing Site: San Diego, CA
Checkmark Icon$510,890

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