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FINRA Awards for Valynda A. Ewton

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0327106/04/2014Claimant(s): Katharina Taylor, Maxwell Taylor
Claimant Lawyers(s): Jahan K Manasseh
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): David J. Freniere
Arbitrator(s): Valynda A. Ewton, Arthur H. Geffen, William E. Hartsfield
Hearing Site: Dallas, TX
Checkmark IconExpungement
06-0475109/25/2007Claimant(s): Deborah Comer
Claimant Lawyers(s): Deborah Comer
Respondent(s): Chistopher Lyons, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Alan Rafterman
Arbitrator(s): Valynda A. Ewton, James M. Tipton, Irwin S. Sugerman
Hearing Site: Dallas, TX
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