| 10-01456 | 04/26/2011 | Claimant(s): The Estate of Harvey Rosner
Claimant Lawyers(s): Thomas C. Wagner
Respondent(s): Kristen Hummel, U.S. Bancorp Investments.
Respondent Lawyers(s): Joseph S. Simms
Arbitrator(s): Jeffrey M. Bain
Hearing Site: Cleveland, OH
|  | $0 |
| 07-02960 | 12/01/2009 | Claimant(s): Trinity United Methodist Church
Claimant Lawyers(s): Thomas C. Wagner
Respondent(s): George Franz, Allegheny Investments, LTD
Respondent Lawyers(s): Ari H. Jaffe, James F. Koehler
Arbitrator(s): Jeffrey M. Bain, Thomas R. Skulina
Hearing Site: Cleveland, OH
| | $110,900 |
| 05-05548 | 10/23/2007 | Claimant(s): Lewis Zipkin
Claimant Lawyers(s): Thomas C. Wagner
Respondent(s): Ernest Mishne, Oppenheimer & Co..
Respondent Lawyers(s): Todd A. Broski
Arbitrator(s): Frank C. Fogl, Terrence Patrick McHugh, I. Bernard Trombetta
Hearing Site: Cleveland, OH
| | Stipulated Award and Expungement |
| 05-06621 | 09/17/2007 | Claimant(s): Vincent Sanalucia
Claimant Lawyers(s): Thomas C. Wagner
Respondent(s): Richard Ganim, Legacy Financial Services., Questar Capital Corporation
Respondent Lawyers(s): Joel Wertman, John P. Thomas, Robert J. Hanna
Arbitrator(s): Jeffrey M. Bain, Jason C. Blackford, Robert M. Shwab
Hearing Site: Cleveland, OH
| | $0 |
