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FINRA Awards for Ralph Hamilton Schofield

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0207610/14/2022Claimant(s): Patti Plunkett, individually, The Estate of John E. Plunkett, IRA Account of John E. Plunkett, John E. Plunkett & Maureen Y. Plunkett
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Money Concepts Capital Corp
Respondent Lawyers(s): Kathy M. Klock
Arbitrator(s): Onnig Hatchig Dombalagian, Ralph Hamilton Schofield, Valerie Wilkins Blunt
Hearing Site: New Orleans, LA
Checkmark IconExpungement
20-0332404/22/2022Claimant(s): Ardine Jones, Buddy Jones, Ledger Fisse, Ron Carlos, Sharon Fisse
Claimant Lawyers(s): Ardine Jones, Benjamin Edwards, Buddy Jones, Ledger J. Fisse
Respondent(s): Gilberto Briseno
Respondent Lawyers(s): Alan M. Wolper
Arbitrator(s): Mark C Watler, Richard William Cryar, Ralph Hamilton Schofield
Hearing Site: New Orleans, LA
Checkmark IconExpungement
19-0256604/07/2020Claimant(s): Maria Freeman
Claimant Lawyers(s): Alex S. Aughtry
Respondent(s): LPL Financial LLC, Raymond Daigle, Robert Comeaux, Walter Bond, Commonwealth Financial Network, Comeaux Bond Daigle
Respondent Lawyers(s): Donna Phillips Currault, John W. Joyce
Arbitrator(s): David A. Schuler, Keith E. Robinson, Ralph Hamilton Schofield
Hearing Site: New Orleans, LA
Checkmark Icon$600

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