Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 09-07099 | 03/11/2011 | Claimant(s): Daniel Bishop Claimant Lawyers(s): Fred S. Clark Respondent(s): Vicki Moffatt, AFS Brokerage., Evolve Securities. Respondent Lawyers(s): Kenneth Shade, Vicki Lee Moffatt Arbitrator(s): O. Meredith Wilson, George R. Milne, William H. King Hearing Site: Portland, OR |  | $0 |
| 09-05472 | 12/02/2010 | Claimant(s): Mary McIntire, Thomas Grant Claimant Lawyers(s): Eliot D. Shavin Respondent(s): John Sprague, AFS Brokerage., Evolve Securities., First Midamerica Investment Corporation, Sprague Captial Management Group Respondent Lawyers(s): David A. Calhoun, Douglas Hemke, Kenneth Shade, CCO, Patrick Lanier, Phillips A. Danks Arbitrator(s): Linda Broocks, William S. Hopkins, Michael S. Wilk Hearing Site: Houston, TX | | $261,300 |