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FINRA Awards for The Shemano Group.

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0310612/02/2008Claimant(s): Anthony Lowenstein
Claimant Lawyers(s): Albert L. Boasberg
Respondent(s): William Silva, The Shemano Group.
Respondent Lawyers(s): Philip A. McLeod
Arbitrator(s): Robert G. Miller, Thomas D. Reese, Ronald Chun
Hearing Site: San Francisco, CA
Checkmark Icon$0
07-0199011/10/2008Claimant(s): Benjamin Dwork, Ilene Bernik, Jeremy Dwork, Joann Dwork, Joshua Dwork, Matthew Dwork, Paul Dwork, Bernik Exemption Trust, Bernik Marital Trust, Ilene Dwork Bernik 2005 Revocable Trus, Paul & Joann R. Dwork Trust dtd 6/6/89
Claimant Lawyers(s): Gerard P. Fox
Respondent(s): Albert Humphrey, Gary Shemano, The Shemano Group.
Respondent Lawyers(s): Philip A. McLeod
Arbitrator(s): Barbara M. Zak, Jerry Ellner, Louise A. Berberian
Hearing Site: Los Angeles, CA
Checkmark Icon$250,000
08-0100511/06/2008Claimant(s): Peter Helms, Stephen Harrison, Exeter Financial LLC
Claimant Lawyers(s): James K. Barbee
Respondent(s): The Shemano Group.
Respondent Lawyers(s): Douglas Hale
Arbitrator(s): Shirley A. Lilien
Hearing Site: Phoenix, AZ
Checkmark Icon$27,138

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