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FINRA Awards for GBS Financial Corp.

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0142704/29/2015Claimant(s): Liberatore Family Trust
Claimant Lawyers(s): Christopher L. Pitet
Respondent(s): Albert Han, GBS Financial Corp.
Respondent Lawyers(s): Albert Han, Donald Gloisten
Arbitrator(s): Mario H. Metzger, Edward A. Trabin, Joy Diane Williams
Hearing Site: Los Angeles, CA
Checkmark Icon$0
10-0566111/14/2011Claimant(s): Mark Feldberg Separate Property Trust
Claimant Lawyers(s): Mark Feldberg
Respondent(s): GBS Financial Corp.
Respondent Lawyers(s): Donald G. Gloisten
Arbitrator(s): James N. D'Orso
Hearing Site: San Francisco, CA
Checkmark Icon$0
06-0386709/07/2007Claimant(s): Alfonso Pena, Alfonso C. Pena 2004 Rev. Living Trust
Claimant Lawyers(s): Drew D. Hansen, Robert A. Uhl
Respondent(s): Donald Gloisten, Gerard Gloisten, GBS Advisors, GBS Financial Corp.
Respondent Lawyers(s): Ben Suter
Arbitrator(s): James H. Frank, Dean Schneider, Marc S. Joseph
Hearing Site: Los Angeles, CA
Checkmark Icon$586,095

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