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FINRA Awards for Susan Moses

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0423908/22/2013Claimant(s): Susan Moses, William Fand, Susan Moses IRA
Claimant Lawyers(s): Anthony James Eccleston
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Lauren R. Fox
Arbitrator(s): Harold I. Geringer, Paul S. Biederman, David J. Weisenfeld
Hearing Site: New York, NY
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