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FINRA Awards for Jeremy Scott Hyndman

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0167906/27/2018Claimant(s): John Newport, Marcia Moore
Claimant Lawyers(s): Jeremy Scott Hyndman
Respondent(s): Richard Westerman, Sean Grubb, Northwest Investment Advisors.
Respondent Lawyers(s): William D. Hyslop
Arbitrator(s): Thomas R. Dreiling, Dianna J. Caley, Larry Dalton Arnold
Hearing Site: Seattle, WA
Checkmark Icon$360,300
17-0154705/24/2018Claimant(s): Peter Lawrence, The Norma S. Pappas Trust U/A 7/12/1993
Claimant Lawyers(s): Jeremy Scott Hyndman
Respondent(s): Bao Vu, TD Ameritrade., Steve Kim
Respondent Lawyers(s): Bruce M. Bettigole
Arbitrator(s): Helen Marinak Blohm, Dean J. Dietrich, Bradley C. Mitchell
Hearing Site: San Francisco, CA
Checkmark Icon$0
14-0367101/12/2016Claimant(s): Judith Sisneros, Judith Sisneros IRA, Judith Sisneros Roth IRA
Claimant Lawyers(s): Brynn Anne Gruenberg, Jeremy Scott Hyndman
Respondent(s): Christopher Vanstelle, Steelpoint Securities
Respondent Lawyers(s): Christopher Van Stelle
Arbitrator(s): Benjamin F. Breslauer, Valerie Lewis, Randall William Clow
Hearing Site: Los Angeles, CA
Checkmark Icon$100,000

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