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FINRA Awards for Sean Grubb

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0167906/27/2018Claimant(s): John Newport, Marcia Moore
Claimant Lawyers(s): Jeremy Scott Hyndman
Respondent(s): Richard Westerman, Sean Grubb, Northwest Investment Advisors.
Respondent Lawyers(s): William D. Hyslop
Arbitrator(s): Thomas R. Dreiling, Dianna J. Caley, Larry Dalton Arnold
Hearing Site: Seattle, WA
Checkmark Icon$360,300

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