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FINRA Awards for Montpelier, VT

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Displaying 11-12 out of 12 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0052104/08/2011Claimant(s): The City of Burlington, Vermont
Claimant Lawyers(s): Jerome Schlichter
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Bradford D. Kaufman
Arbitrator(s): Ronald L. Cheney, B. J. Krintzman, Guy T. Mango
Hearing Site: Montpelier, VT
Checkmark IconExpungement
09-0230910/22/2009Claimant(s): Anthony R. Bonello
Claimant Lawyers(s): Anthony R. Bonnello
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Elizabeth K. Norsworthy
Hearing Site: Montpelier, VT
Checkmark Icon$0

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