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FINRA Awards for David Lobato

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0027402/20/2013Claimant(s): David Lobato
Claimant Lawyers(s): David Lobato
Respondent(s): Carolyn Gregg, Edward Jones
Respondent Lawyers(s): Janet R. McLaughlin
Arbitrator(s): Carolyn A. Mann
Hearing Site: New York, NY
Checkmark Icon$0
07-0362601/20/2009Claimant(s): David Lobato
Claimant Lawyers(s): David Lobato
Respondent(s): Scottrade.
Respondent Lawyers(s): Thomas L. Azar
Arbitrator(s): Martin Domb
Hearing Site: New York, NY
Checkmark Icon$0
07-0362811/10/2008Claimant(s): David Lobato
Claimant Lawyers(s): David Lobato
Respondent(s): Ameriprise Advisor Services.
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Alun Hywel Jones
Hearing Site: New York, NY
Checkmark Icon$0

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