Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 16-00767 | 04/05/2018 | Claimant(s): Kirk Hoffman Claimant Lawyers(s): James Malachy Meaney Respondent(s): Dieter Huber, National Securities Corporation, Kay Johnson, Kieran Loughran, Mark Goldwasser Respondent Lawyers(s): Timothy Feil Arbitrator(s): Steven H. Vogel, Stephen W. Mack, Frank A. Dusek Hearing Site: Chicago, IL |  | Expungement |
| 11-04458 | 11/08/2012 | Claimant(s): Gerald Hummel, Ila Hummel, Hummel Family Trust dtd 8/8/01 Claimant Lawyers(s): Stephen D. Spivey Respondent(s): National Securities Corporation Respondent Lawyers(s): Kay Johnson Arbitrator(s): Edmund Herbert Hecht Hearing Site: Orlando, FL | | $75,000 |