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FINRA Awards for Darrell Gene Smith

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0151707/19/2022Claimant(s): Richard G.Russell Jr.Revocable Living Tr
Claimant Lawyers(s): Jacob H. Zamansky
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Anthony J. Borrelli
Arbitrator(s): Joseph Howard Cooper, Cherie S. Lewis, Darrell Gene Smith
Hearing Site: Los Angeles, CA
Checkmark Icon$210,000

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