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FINRA Awards for David H. S. Commins

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0368607/31/2018Claimant(s): Claire Scalzo, Louis Scalzo, Louis Scalzo Family Marital DED Trust, Scalzo Family Bypass Trust, Scalzo Survivors Trust
Claimant Lawyers(s): Jeffrey Pederson, Richard A. Nervig
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Allan N. Taffet
Arbitrator(s): David H. S. Commins, George King, Val D. Hornstein
Hearing Site: San Francisco, CA
Checkmark IconExpungement
09-0517405/10/2011Claimant(s): Gary Sperber
Claimant Lawyers(s): Barry M. Bordetsky
Respondent(s): Harry Friedman, Lawrence Foont, Lawrence Kirshbaum, Prestige Financial Center.
Respondent Lawyers(s): Lawrence Gary Kirshbaum, Lawrence Foont, Michael P. Gilmore
Arbitrator(s): David H. S. Commins, David R. Finch, William W. Haskell
Hearing Site: San Francisco, CA
Checkmark Icon$1,800,250

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