FINRA Awards for Brian J. Strum

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Displaying 2 out of 2 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
15-01936	06/30/2016	Claimant(s): Joseph Pica Claimant Lawyers(s): Richard De Vita Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Robert R. Salman, Richard C. Antonelli, Brian J. Strum Hearing Site: Newark, NJ		Expungement
11-03939	01/17/2013	Claimant(s): Sylvia Nachtigall Claimant Lawyers(s): Barry E Janay Respondent(s): Christopher Cerniglia, Stifel, Nicolaus & Co.. Respondent Lawyers(s): Jeffrey C. Primiano Arbitrator(s): Micalyn S. Harris, Leslie Ruth Nydick, Brian J. Strum Hearing Site: Newark, NJ		Expungement