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FINRA Awards for Edmund Viele

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0201202/13/2015Claimant(s): Caroline Samuel Trust by Canadaigua Nati, Samuel Family Trust by Rebecca and Richa
Claimant Lawyers(s): Robert J. Pearl
Respondent(s): Christine Samuel, Richard Oaster, Ensemble Financial Services.
Respondent Lawyers(s): George D. Sullivan, James E. Metzler, Luigi Spadafora
Arbitrator(s): Daniel M. Mankowski, Peter A.P. Dunlop, Edmund Viele
Hearing Site: Syracuse, NY
Checkmark Icon$1,200,000
10-0261607/25/2012Claimant(s): Pinnacle Investments
Claimant Lawyers(s): David L. Ward
Respondent(s): Anastasia Tkatschow, George Koulouris
Respondent Lawyers(s): Richard A. Roth
Arbitrator(s): Richard A. Scalfani, Stephen P. LaLonde, Edmund Viele
Hearing Site: Syracuse, NY
Checkmark Icon$0
08-0285412/31/2009Claimant(s): Ava Raphael, Bradley Raphael, Brian Raphael, Brooke Raphael, Irving Raphael
Claimant Lawyers(s): James L. Sonneborn
Respondent(s): Bruce Sears, Heather Hunt-Ruddy, Joseph O'Connor, RBC Dain Rauscher
Respondent Lawyers(s): Joseph Keenan
Arbitrator(s): Vincent Micciche, Kathleen Hoey Gorr, Edmund Viele
Hearing Site: Rochester, NY
Checkmark Icon$50,000

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