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FINRA Awards for Scott Shapiro

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0501601/03/2011Claimant(s): Family Bypass Trust of the Gordon Family, Gordon Investment Trust, Surviving Spouse's Trust
Claimant Lawyers(s): Scott Shapiro, Steve Buchwalter
Respondent(s): Grace Stclair, PFS Investments Inc., Primerica Financial Services, The Travelers Life and Annuity Company
Respondent Lawyers(s): Cara L. Finan
Arbitrator(s): Kenneth I. Rosenblum, Melvin S. Feldman, Robert Dean McKinley
Hearing Site: Los Angeles, CA
Checkmark Icon$477,867
08-0018604/02/2009Claimant(s): Ronald Locke, Saundra Locke
Claimant Lawyers(s): Anthony B. Bingham
Respondent(s): Alex Borukhov, Scott Shapiro
Respondent Lawyers(s): Alex Borukhov, Scott A. Shapiro
Arbitrator(s): Cary L. Weissman, S. Jeffrey Minker, Albert Sterman
Hearing Site: Phoenix, AZ
Checkmark Icon$152,000

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