Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-02342 | 12/27/2022 | Claimant(s): Marianne Antczak Claimant Lawyers(s): Theodor A. Swansen Respondent(s): Bridget Fernandez, TD Ameritrade Clearing., TD Ameritrade., TD Ameritrade Investment Management Respondent Lawyers(s): Bridget A. Fernandez, Neils P. Murphy Arbitrator(s): Donald S. Bauman, George Aleman, Andrew S. Walsh Hearing Site: Philadelphia, PA |  | $1,662,660 |
| 18-04158 | 07/07/2022 | Claimant(s): Estate of Bernard Rex Claimant Lawyers(s): Wiliam P. Rubley Respondent(s): Thomas McDevitt Respondent Lawyers(s): Thomas Anthony McDevitt Arbitrator(s): Gordon M. Wase, Allen M. Kerpan, George Aleman Hearing Site: Philadelphia, PA | | $100,000 |
| 16-02423 | 07/10/2018 | Claimant(s): Victor Novelli Claimant Lawyers(s): Raymond J Falzone Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): T.R. Bynum Arbitrator(s): Gordon M. Wase, George Aleman, Timothy Nolan Donahue Hearing Site: Philadelphia, PA | | Expungement |