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FINRA Awards for Dennis Dowd

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0309101/08/2014Claimant(s): Dennis Morphew, Vicki Morphew
Claimant Lawyers(s): Dennis Morphew
Respondent(s): Charles Childs, Joshua Suter, Lynn Koczera, Blue Moon Financial, Nomlis
Respondent Lawyers(s): Daniel J. Levin
Arbitrator(s): Dennis Dowd, Bruce Brown, Robert M. Fusfeld
Hearing Site: Denver, CO
Checkmark IconExpungement
05-0590202/08/2008Claimant(s): Larry Parker
Claimant Lawyers(s): Thomas M. Haskins
Respondent(s): Citigroup Global Markets., A.G. Edwards & Sons.
Respondent Lawyers(s): James C. Browning, William A. Hohauser
Arbitrator(s): Dennis Dowd, Gerhard L. Schopen, Suanne M. Parro
Hearing Site: Denver, CO
Checkmark Icon$0

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