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FINRA Awards for Robert M. Fusfeld

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0309101/08/2014Claimant(s): Dennis Morphew, Vicki Morphew
Claimant Lawyers(s): Dennis Morphew
Respondent(s): Charles Childs, Joshua Suter, Lynn Koczera, Blue Moon Financial, Nomlis
Respondent Lawyers(s): Daniel J. Levin
Arbitrator(s): Dennis Dowd, Bruce Brown, Robert M. Fusfeld
Hearing Site: Denver, CO
Checkmark IconExpungement
11-0207510/09/2012Claimant(s): Leprino Foods Company
Claimant Lawyers(s): Michael G. Martin
Respondent(s): BNY Mellon Capital Markets
Respondent Lawyers(s): Todd E. Gordinier
Arbitrator(s): Samuel E. Wing, Melissa Dawn Hubbard, Robert M. Fusfeld
Hearing Site: Denver, CO
Checkmark Icon$0
08-0036809/02/2009Claimant(s): Ahmad Ahmadian
Claimant Lawyers(s): Ahmad Ahmadian
Respondent(s): Calvin Mason, Wachovia Securities
Respondent Lawyers(s): William D. Nelson
Arbitrator(s): Bradford J. Lam, Leon C. Tupy, Robert M. Fusfeld
Hearing Site: Denver, CO
Checkmark Icon$0

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