Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 13-02557 | 03/06/2015 | Claimant(s): Shari Hanson Claimant Lawyers(s): Donald M. Brown Respondent(s): Stephen Englese, Equity Services. Respondent Lawyers(s): Derek C. Anderson, Stephen Anthony Englese Arbitrator(s): John A. Baynes, Michael C. Wittenberg, CPF, CLU, ChFC, John Russell Barlow Hearing Site: Charlotte, NC |  | $0 |
| 08-00117 | 01/21/2009 | Claimant(s): Daniel J. Day Living Trust, Diane D. Arnold Living Trust Claimant Lawyers(s): William B. Young Respondent(s): Wachovia Securities Respondent Lawyers(s): James C. Browning Arbitrator(s): Robert J. Walter, Benjamin L. Abramowitz, Clarence B. Johnson, CLU, ChFC Hearing Site: Orlando, FL | | $0 |
| 07-03290 | 11/04/2008 | Claimant(s): Patricia Gorski Claimant Lawyers(s): Allan P. Whitehead Respondent(s): Prudential Equity Group Respondent Lawyers(s): Brian D. Elias Arbitrator(s): Robert N. Duggan, Mitchel Weiss, Clarence B. Johnson, CLU, ChFC Hearing Site: Orlando, FL | | $0 |