FINRA Awards for T. E. Jaeb

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
11-01000	02/21/2012	Claimant(s): Alice Anthony, John Anthony Claimant Lawyers(s): Karen K. Fitzgerald Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Daniel A. Kile, T. E. Jaeb, Leighton Aiken Hearing Site: Dallas, TX		Expungement
10-01074	09/22/2010	Claimant(s): PCG Management Claimant Lawyers(s): James D. Gaberino Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Genna Stephens Arbitrator(s): T. E. Jaeb Hearing Site: Dallas, TX		$0