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FINRA Awards for James Berggren

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0141111/26/2012Claimant(s): James Berggren, Patricia Berggren
Claimant Lawyers(s): James J. Moylan
Respondent(s): Hugo Long, Morgan Stanley & Co.
Respondent Lawyers(s): Gregory B. Simon
Arbitrator(s): Robert C. Bonges, Robert S. Sugarman, Ronald A. Lavery
Hearing Site: Chicago, IL
Checkmark Icon$52,065

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