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FINRA Awards for NLT Holdings Trust

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0080701/21/2022Claimant(s): NLT Holdings Trust
Claimant Lawyers(s): Christopher J. Gray
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Peter G. Wilson
Arbitrator(s): Gary J. Leshaw, Bruce W. Bennett, Larry Mims
Hearing Site: Atlanta, GA
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