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FINRA Awards for Article 2-B U/W Frank J Gatto Trust

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0312006/22/2015Claimant(s): Article 2-B U/W Frank J Gatto Trust, Article 2-A U/W Frank J Gatto Trust
Claimant Lawyers(s): William B. Young
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joelle A. Simms
Arbitrator(s): Howard D. Jacob, Sam Antar, Howard A. Baker
Hearing Site: New York, NY
Checkmark IconExpungement

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