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FINRA Awards for Gordon Dihle

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0235810/29/2021Claimant(s): Aprile Holland, Ene-Tea Bloom, Jane Thompson, Kevin Harden, Linda Brooks, Suzana Williams, William Farrelly, The Estate of Charles Wayne Lumsden, The Estate of John Francis Crosbie
Claimant Lawyers(s): David A. Bain
Respondent(s): Bart Bohrer, Donald Pollard, Gordon Dihle, Capital Financial Holdings., Capital Financial Services.
Respondent Lawyers(s): Michael Stegawski
Arbitrator(s): Joe E. Manuel, Larry Kenneth Lott, Larry R Armstrong
Hearing Site: Atlanta, GA
Checkmark Icon$755,723
19-0057108/04/2021Claimant(s): Darla D. Ward, Lawrence J. Ward
Claimant Lawyers(s): F. Chet Taylor
Respondent(s): Cheryl Romann, Donald Waage, John Carlson, Steven Knuttila, Capital Financial Services.
Respondent Lawyers(s): Cheryl Lynn Romann, David A. Baugh, Donald Waage, Gordon Dihle, Steven R. Knuttila
Arbitrator(s): Douglas J. Nesbit, Phyllis Karasov, Leo G. Stern
Hearing Site: Minneapolis, MN
Checkmark Icon$939,300
12-0349103/20/2014Claimant(s): Kevin PaulC Investment
Claimant Lawyers(s): Kevin M. Paul
Respondent(s): Gordon Dihle, Spencer Edwards.
Respondent Lawyers(s): Gordon D. Dihle
Arbitrator(s): William F. Skewes, Peter D. Bowes, Kathy L. Eisenmenger
Hearing Site: Denver, CO
Checkmark Icon$0

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