FINRA Awards for RBC Capital Markets Corporation

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Displaying 11-14 out of 14 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
09-01662	02/09/2010	Claimant(s): Charles W. & Mary Alice Dammeyer Claimant Lawyers(s): Jack J. Shapiro Respondent(s): RBC Capital Markets Corporation Respondent Lawyers(s): Joseph F. Keenan Arbitrator(s): Paul Greenberg Hearing Site: Baltimore, MD		$0
09-01093	11/23/2009	Claimant(s): Donald Fangman, FRA Mauro, LTD. Claimant Lawyers(s): Steven E. Achelpohl Respondent(s): Victor Oelsen, RBC Capital Markets Corporation Respondent Lawyers(s): Janiece M. Longoria Arbitrator(s): Lawrence P. McLellan Hearing Site: Omaha, NE		$0
07-01608	01/04/2008	Claimant(s): RBC Capital Markets Corporation Claimant Lawyers(s): Carolyn Guy Respondent(s): Thomas Mitchell Respondent Lawyers(s): Thomas Mitchell Arbitrator(s): Ronnie Edward Nichols, Glenn A. Clinefelter, John Wescoat Sandlin Hearing Site: Columbia, SC
06-03506	09/26/2007	Claimant(s): Deirdre North, FBO Blair A. Riddell Education Trust, FBO Blake A. Riddell Education Trust Claimant Lawyers(s): William O. Wuester Respondent(s): RBC Capital Markets Corporation Respondent Lawyers(s): Retta A. Miller Arbitrator(s): Bill M. Lamoreaux, Joseph J. Ligi, Larrie Alan Weil Hearing Site: Dallas, TX		$0