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FINRA Awards for Bernard A. Kesselman

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0189007/12/2017Claimant(s): Jan Alpert
Claimant Lawyers(s): Jan Alpert
Respondent(s): Wells Fargo Advisors, Jeffrey Thiele
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Bernard A. Kesselman, Anna Lascar, Mitchell Regenbogen
Hearing Site: New York, NY
Checkmark IconExpungement
07-0007905/06/2008Claimant(s): David Pepe
Claimant Lawyers(s): Jack Chan
Respondent(s): Michael Andzel, Morgenthau & Associates.
Respondent Lawyers(s): Richard J. Magid
Arbitrator(s): Bernard A. Kesselman, Elizabeth Lubetkin, Theodore M. Davis
Hearing Site: New York, NY
Checkmark Icon$52,000

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