FINRA Awards for Gary Ecenbarger Roth IRA

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
23-02221	01/26/2024	Claimant(s): Gary Ecenbarger Roth IRA, Kathy Ecenbarger Roth IRA, Gary G. Ecenbarger Revocable Trust Claimant Lawyers(s): Michael S. Hill Respondent(s): Farid Farhoumand Respondent Lawyers(s): Lydia R. Zaidman Arbitrator(s): Sharon R. Merriman, Barry Goldman, Crystal Lynne Johnson Hearing Site: Indianapolis, IN		Dismissed by Rule 12504
20-03743	04/05/2021	Claimant(s): Gary Ecenbarger Roth IRA, Kathy Ecenbarger Roth IRA, Gary G. Ecenbarger Revocable Trust Claimant Lawyers(s): Michael Hill Respondent(s): H. Beck. Respondent Lawyers(s): Richard A. D'Amura Arbitrator(s): Jeffry M. Bauer, Mark L Miller, Jonathan B. Gilbert Hearing Site: Indianapolis, IN		Dismissed by Rule 12206