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FINRA Awards for Joan C. Hartung Trust J U/A DTD 07/06/93

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0294109/18/2014Claimant(s): Russell Hartung IRRA, Joan C. Hartung Trust J U/A DTD 07/06/93
Claimant Lawyers(s): William B. Young
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Thomas Joseph Atkinson, Floyd Edward Roberts, Alan E. Linden
Hearing Site: Orlando, FL
Checkmark IconExpungement

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