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FINRA Awards for Karin A. Schlosser

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0310212/17/2015Claimant(s): Joan Anderson
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Karin A. Schlosser
Hearing Site: Syracuse, NY
Checkmark IconExpungement
11-0412706/14/2012Claimant(s): Donald Cook, June Cook
Claimant Lawyers(s): Derek Andrews
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Paul Thomas
Arbitrator(s): Karin A. Schlosser
Hearing Site: Syracuse, NY
Checkmark Icon$2,191

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