14-02679 | 10/20/2015 | Claimant(s): Michael C. Shean, IRA, Suzanne T. Shean, Marcus Wallace or Melinda Wallace Claimant Lawyers(s): Michael J. Stanley Respondent(s): Christopher Fulco, Edward Zelezen, Pershing LLC, John Ward, Ronald Artzi Respondent Lawyers(s): Elizabeth F. Edwards Arbitrator(s): Ron C. Christner, Robert E. Graves, Brian P. Jakes Hearing Site: Jackson, MS
| | Expungement |
13-01753 | 12/10/2014 | Claimant(s): Annalisa Mendez, Billye Turner, Catherine Hamilton, Daniel O'Malley, David Rubin, Dawn Rubin, Deborah Crowell, Delphaine Smith, Edwin Sanford, Harvey Trammell, Horacio Mendez, James Hamilton, John Turberville, Kerry Rinehart, Larry Davis, Marilyene Davis, Michael Long, Pamela Meador, Peter Isaac, Richard Turner, et al Claimant Lawyers(s): Donald L. Ferguson, Michael E. Criden, Scott D. Hirsch Respondent(s): Pershing LLC Respondent Lawyers(s): Elizabeth F. Edwards Arbitrator(s): Jeffrey M. Aboloff, Karen Roberts Washington, Clark Willis Richards Hearing Site: Houston, TX
| | $0 |
13-01692 | 11/03/2014 | Claimant(s): Anita Carter, Bruce Smith, Charles Gruenwald Jr., Clyde Chisholm, Cynthia Dore, Don Landers, Fred Demarest, Gail Unglesby, George Forbes, Jason Graham, Jean Mayhall, Jerry Burris, Jessie Romig, John Wade, Jon Goeckel, Joseph Becker, Lynn Philippe, Mallory D'Amore, Mamie Baumann, Martha Witmer, et al Claimant Lawyers(s): Chuck Gordon, Crystal Burkhalter, John Grinton, Phillip Preis Respondent(s): Pershing LLC Respondent Lawyers(s): Elizabeth F. Edwards Arbitrator(s): Michele N. O'Brien, Brian P. Jakes, Mario Alberto Arteaga Hearing Site: New Orleans, LA
| | $10,000 |