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FINRA Awards for UVEST Financial Services Group.

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0328404/15/2014Claimant(s): Christa Collins, Justus Essman
Claimant Lawyers(s): Adam T. Rabin
Respondent(s): LPL Financial LLC, UVEST Financial Services Group.
Respondent Lawyers(s): Peter W. Howell, Sara B. Davis
Arbitrator(s): Brian G. Mooney, Edith N. Dinneen
Hearing Site: Tampa, FL
Checkmark IconExpungement
12-0262709/05/2013Claimant(s): David Linsinbigler, Penny Linsinbigler
Claimant Lawyers(s): Alterraon Phillips
Respondent(s): LPL Financial LLC, Michael Linsinbigler, UVEST Financial Services Group.
Respondent Lawyers(s): Kathy M. Klock, Michael Thomas Linsinbigler
Arbitrator(s): Richard W. Epstein
Hearing Site: Boca Raton, FL
Checkmark Icon$16,380

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