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FINRA Awards for David Dube

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0506411/01/2010Claimant(s): Diane Reynolds
Claimant Lawyers(s): Richard De Vita
Respondent(s): David Dube, Peak Securities Corporation
Respondent Lawyers(s): David W. Dube, David Dube
Arbitrator(s): Debra G. Speyer, Kathleen K. Murphy, Peter L. Marco
Hearing Site: Philadelphia, PA
Checkmark Icon$450,330
09-0564307/15/2010Claimant(s): Marilyn Hazell
Claimant Lawyers(s): Nicholas D. Thomas
Respondent(s): David Dube
Respondent Lawyers(s): David William Dube
Arbitrator(s): Harvey Alan Blicksilver
Hearing Site: Orlando, FL
Checkmark Icon$400,000

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