Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 09-06873 | 07/30/2010 | Claimant(s): James Cunningham Claimant Lawyers(s): James Cunningham Respondent(s): LPL Financial LLC Respondent Lawyers(s): James D. Vannah Arbitrator(s): William I. Carmen Hearing Site: Boston, MA |  | $1,432 |
| 09-04788 | 02/11/2010 | Claimant(s): John Matthews Claimant Lawyers(s): John R. Matthews Respondent(s): LPL Financial LLC Respondent Lawyers(s): James D. Vannah Arbitrator(s): Richard L. Warner Hearing Site: Seattle, WA | | $0 |
| 06-00811 | 10/30/2007 | Claimant(s): Grace Weber, Elwood and Grace Weber Claimant Lawyers(s): Michael P. McClaren Respondent(s): Advest., Edward Carlsen, Merrill Lynch Pierce Fenner & Smith Inc., Roger Faulring Respondent Lawyers(s): James D. Vannah, Paul K. Stecker Arbitrator(s): Eugene M. Setel, Karin A. Schlosser, Michael Allen Zeiler Hearing Site: Buffalo, NY | | $685,170 |