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FINRA Awards for Ralph O. Bolt

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0250306/04/2018Claimant(s): Brent Adkison, Joan Adkison
Claimant Lawyers(s): William E. Goodwin
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Kenneth R. Starr, Thomas Joseph Atkinson, Ralph O. Bolt
Hearing Site: New Orleans, LA
Checkmark Icon$0
08-0153309/25/2009Claimant(s): Solaris Opportunity, L.P.
Claimant Lawyers(s): James E. Judge
Respondent(s): Phlip Pendergraft, Penson Financial Services.
Respondent Lawyers(s): Thomas W. Craddock
Arbitrator(s): Stuart D. Summers, Philip J. Glick, Ralph O. Bolt
Hearing Site: Chicago, IL
Checkmark Icon$200,000

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