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FINRA Awards for Susan Jane Harrigan

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0193201/06/2017Claimant(s): Paulomi Agashiwala
Claimant Lawyers(s): Samuel J. Lieberman
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Robert Giusti, Sergio Rosa
Respondent Lawyers(s): Regina Pepe Martorana
Arbitrator(s): Shelley Teitelbaum, Mary Lou McGanney, Susan Jane Harrigan
Hearing Site: New York, NY
Checkmark IconExpungement

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