Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 15-01863 | 09/08/2017 | Claimant(s): Hazel Kitzman, Estate of Hazel L. Kitzman, Separate Property Trust dated April 28, Claimant Lawyers(s): Robert M. Caietti Respondent(s): John Folsom, RBC Capital Markets LLC, Matthew Sweeney, RBC Wealth Management Respondent Lawyers(s): H. Mark Mersel, Kamao Shaw, W. Perry Brandt Arbitrator(s): Deanna J. Johnson, Sally G. Williams, Thomas Mitchell Rhodes Hearing Site: San Diego, CA |  | $212,000 |
| 08-00391 | 03/19/2009 | Claimant(s): Ralph MacNaughton Claimant Lawyers(s): John J. Miller Respondent(s): Dayton Ault, John Carlson, Capital Financial Services. Respondent Lawyers(s): Jeffrey S. Jamieson, W. Perry Brandt Arbitrator(s): M. W. Gear, Joseph M. Rebein, Dale C. Putman Hearing Site: Kansas City, MO | | Stipulated Award and Expungement |