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FINRA Awards for Sidney Finkel

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0012506/04/2015Claimant(s): Harriett Finkel, Sidney Finkel
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Tracey Salmon-Smith
Arbitrator(s): Barth Satuloff, Joseph Benalt, David I. Stern
Hearing Site: Boca Raton, FL
Checkmark IconExpungement

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