Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 15-03018 | 09/06/2017 | Claimant(s): Bernard Chang, Erich Groos, Ira Shivitz, Jane Groos, Kelly Harwood, Melissa Goodman-Chang, Cornea Consultants of Nashville, PLLC Ca, PLLC Pr, Kelly Harwood Irrevocable Trust Claimant Lawyers(s): Thomas E. Chase Respondent(s): LPL Financial LLC, Kenneth Ford, Private Advisory Group. Respondent Lawyers(s): Amy Worrell Sterling, Michael A Brady Arbitrator(s): John G. Manley, Richard K. Smith, Robert Lane Arrington Hearing Site: Nashville, TN |  | $600 |
| 16-01483 | 11/21/2016 | Claimant(s): Al Vaughan, Jr. IRA Claimant Lawyers(s): David Miller Respondent(s): LPL Financial LLC, Uvest Financial Services Group. Respondent Lawyers(s): Amy Worrell Sterling Arbitrator(s): John P. Cullem Hearing Site: Nashville, TN | | Expungement |