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FINRA Awards for Dorothy Burhans

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0232703/14/2013Claimant(s): Dorothy Burhans, Winslow Burhans, A Testamentary TR ENT Share B
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Priscilla A. Donovan
Arbitrator(s): Richard E. Lauziere, Vicky L. Orem, Stephan Paul Carrier
Hearing Site: Baltimore, MD
Checkmark IconExpungement

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