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FINRA Awards for David Miller

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Displaying 21-21 out of 21 results
Case Number Award Date Case Summary Customer Case? Amount Granted
08-0451911/13/2009Claimant(s): Nick C. Dailey and Rose Marie Dailey
Claimant Lawyers(s): Rene J. Kern
Respondent(s): David Miller, Mutual Securities.
Respondent Lawyers(s): David R. Miller, Jason T. Dennett
Arbitrator(s): Robert D. Sussin, Grace L. Heyne, Daniel David Kopman
Hearing Site: Los Angeles, CA
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