Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-01389 | 07/16/2024 | Claimant(s): David Hartmann Claimant Lawyers(s): Lars K. Soreide Respondent(s): David Page, SW Financial Respondent Lawyers(s): Axos Clearing LLC, David Hilton Page Arbitrator(s): Lynne M. Reid-McQueen, James M. Rhodes, Jonathan Blank Hearing Site: New York, NY |  | $135,000 |
| 22-01915 | 01/26/2024 | Claimant(s): Paul De Villeneuve Claimant Lawyers(s): Paul Y. De Villeneuve Respondent(s): HSBC Securities (USA) Inc. Respondent Lawyers(s): Daniel R. Korb Arbitrator(s): Marjorie Levine, Hammed Adeniyi, Jonathan Blank Hearing Site: New York, NY | | $440 |
| 19-01519 | 04/13/2020 | Claimant(s): James Vernon-Hunt Claimant Lawyers(s): James David Vernon-Hunt Respondent(s): Carlos Guzman Respondent Lawyers(s): Carlos Guzman Arbitrator(s): Michael J McAllister, Martin A. Edelstein, Jonathan Blank Hearing Site: New York, NY | | $0 |