11-04283 | 07/25/2013 | Claimant(s): Craig Bollman, Aristek Properties, Homefree Village Resorts., Monte Vista, Proteus Associates Claimant Lawyers(s): Jeffrey J. Scott, Richard J. Pocker Respondent(s): Marshall Blake, Banc of America Investment Services Inc., Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah R. Wolff Arbitrator(s): Richard M. Reider, Donald N. Tolin, Suanne M. Parro Hearing Site: Denver, CO
| | Expungement |
09-06444 | 01/19/2011 | Claimant(s): Brian Casson, Patricia Casson Claimant Lawyers(s): Miles M. Gersh Respondent(s): James Mitchell, John Guyette, Thomas Miller, Community Bankers Securities Respondent Lawyers(s): James M. Mitchell, Jeffrey J. Scott, John Brady Guyette, Steven S. Biss Arbitrator(s): James J. Moylan, Marc H. Schtul, Bradford J. Lam Hearing Site: Denver, CO
| | $762,000 |
08-01099 | 03/27/2009 | Claimant(s): Donald Demmy Claimant Lawyers(s): Jeffrey J. Scott Respondent(s): Stifel, Nicolaus & Co.. Respondent Lawyers(s): John V. McDermott Arbitrator(s): Samuel E. Wing, Gerald K. Moore, Mary C. Davis Hearing Site: Denver, CO
| | $0 |