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FINRA Awards for Mark Aaron Jones

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Displaying 6 out of 6 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0394110/08/2012Claimant(s): Gerhard Rohloff, Gerhard Rohloff Living Trust dd 7/11/05
Claimant Lawyers(s): Christopher P. Mader
Respondent(s): Jeffrey Arburn, Impact Financial Management, Whitehall-Parker Securities.
Respondent Lawyers(s): Abe Lampart
Arbitrator(s): Herbert Liberman, Edwin C. Shiver, Mark Aaron Jones
Hearing Site: San Francisco, CA
Checkmark IconExpungement
09-0020309/14/2010Claimant(s): Maureen Graf, Robert Bulchis
Claimant Lawyers(s): Tanya Sacks
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Cara L. Finan
Arbitrator(s): Ralph A. Cotton, James N. D'Orso, Mark Aaron Jones
Hearing Site: San Francisco, CA
Checkmark IconStipulated Award and Expungement
09-0274808/23/2010Claimant(s): James Boyer
Claimant Lawyers(s): Rew R. Goodenow
Respondent(s): Wachovia Securities, Eric Smith
Respondent Lawyers(s): G Thomas Fleming
Arbitrator(s): Paul D. Gutierrez, Mark Aaron Jones, Patrick Owen King
Hearing Site: Reno, NV
Checkmark Icon$25,000
06-0513002/20/2008Claimant(s): Clinton and Julie Howe
Claimant Lawyers(s): F. Albert Ibrahim
Respondent(s): Gregory Geis, Allstate Life Insurance Company, BancWest Investment Services., Bank of the West
Respondent Lawyers(s): Barry D. Hovis, Sonia R. Martin
Arbitrator(s): John Patrick Kelly, Nick G. Tarlson, Mark Aaron Jones
Hearing Site: San Francisco, CA
Checkmark Icon$3,750
06-0169911/21/2007Claimant(s): Mildred Bierce, Mildred E. Bierce IRA
Claimant Lawyers(s): James Jay Seltzer
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Eric J. Glassman
Arbitrator(s): John J. Fitzpatrick, William Michael Samsel, Mark Aaron Jones
Hearing Site: San Francisco, CA
Checkmark Icon$250
06-0359711/06/2007Claimant(s): Estate of Vera L. Freeberg
Claimant Lawyers(s): Jay William Jacobus
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Angela A. Turiano
Arbitrator(s): Herb Schwartz, Linda M. McCoy, Mark Aaron Jones
Hearing Site: San Francisco, CA
Checkmark Icon$0

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