FINRA Awards for Keith L. Griffin

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Displaying 11-14 out of 14 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
10-03996	03/03/2011	Claimant(s): Randall Medow, American States Auto Plan. Claimant Lawyers(s): Keith L. Griffin Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Harper Robinson Arbitrator(s): Rody P. Biggert Hearing Site: Chicago, IL		$0
10-02072	11/17/2010	Claimant(s): Fae Gedz, The Fae Gedz Trust Revocable U/A Claimant Lawyers(s): Keith L. Griffin Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Richard A. Karoly Arbitrator(s): Michael S. Matek Hearing Site: Chicago, IL		$2,925
08-00910	03/11/2009	Claimant(s): Melinda Oates, Philip Willingham Claimant Lawyers(s): Keith L. Griffin Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Joshua D. Jones Arbitrator(s): Donald Milo Helton, Coleman Robert Perry, David Freeman Hearing Site: Birmingham, AL		$187,215
08-00757	02/24/2009	Claimant(s): Peter Bennett, Peter J. Bennett IRA Claimant Lawyers(s): Keith L. Griffin, Steven B. Caruso Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Kathryn R. Eldridge Arbitrator(s): Dale A. Kaliszeski, Donald Milo Helton, Alton B. Lewis Hearing Site: New Orleans, LA		$0