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FINRA Awards for Thomas C. Costello

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Displaying 11-12 out of 12 results
Case Number Award Date Case Summary Customer Case? Amount Granted
09-0564103/18/2011Claimant(s): Andrew Michalak
Claimant Lawyers(s): Thomas C. Costello
Respondent(s): Salvatore Capizzi, Sewell Frey, American Investors Company, Dunham & Associates Investment Counsel, Dunham Trust Company
Respondent Lawyers(s): Joseph D. Edmondson, Stephen B. Stern, Theodore C. Peters
Arbitrator(s): Richard A Compisi, Gordon M. Wase, Brenda J. Stovall
Hearing Site: Baltimore, MD
Checkmark Icon$2,702,800
09-0128112/18/2009Claimant(s): Marian Zagier
Claimant Lawyers(s): Thomas C. Costello
Respondent(s): John Forrester, Wasserman & Associates.
Respondent Lawyers(s): John Gerard Forrester, Scott B. Wasserman, Sr., President
Arbitrator(s): Janet Stern Solomon, Donald R. Giacomelli, Shelley Simons Korch
Hearing Site: Baltimore, MD
Checkmark Icon$116,615

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