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FINRA Awards for Shawn J. Gebhardt

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0152408/13/2024Claimant(s): David Pfanner
Claimant Lawyers(s): David Pfanner
Respondent(s): Katie Secker, Fidelity Brokerage Services LLC
Respondent Lawyers(s): Shawn J. Gebhardt
Arbitrator(s): Robert J. Scafuri
Hearing Site: Cleveland, OH
Checkmark Icon$0
22-0283003/24/2023Claimant(s): James Holman
Claimant Lawyers(s): James P. Holman
Respondent(s): Fidelity Brokerage Services LLC, Ryan Furuta
Respondent Lawyers(s): Shawn J. Gebhardt
Arbitrator(s): M. Melvin Shralow
Hearing Site: Wilmington, DE
Checkmark Icon$300
21-0084808/05/2021Claimant(s): Michael Sanzo
Claimant Lawyers(s): Michael Ryan Sanzo
Respondent(s): Fidelity Brokerage Services LLC, National Financial Services LLC
Respondent Lawyers(s): Shawn J. Gebhardt
Arbitrator(s): Richard E. Lauziere
Hearing Site: Baltimore, MD
Checkmark Icon$300

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