FINRA Awards for Robert L. Palleschi

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
07-00916	03/31/2008	Claimant(s): Janeen Sudaka-Karlsson Claimant Lawyers(s): Janeen A. Sudaka-Karlsson Respondent(s): Arthur Auch, Catherine Maguire, Christine Cunningham, Eric Peske, Citigroup Global Markets., James Ducey, James Lombardi, Jelmena Hudson, John Olson, Joseph Plumeri, Karen Siannas, Kathleen Ferraro, Kelly Walsh, Linus Cooke, Lisa Feld, Marcelo Ippoliti, Maria Frattaroli, Merrill Lynch Pierce Fenner & Smith Inc., Philip Gullo, Richard Petit (a/k/a Ecklund), et al Respondent Lawyers(s): Edwin Zipf, Richard A. Petit (a/k/a Ecklund), Victor A. Machcinski Arbitrator(s): Robert L. Palleschi, Martin H. Zern, Valerie Robbin Watts Hearing Site: New York, NY		$0
06-02349	12/06/2007	Claimant(s): Miriam Nigohosian Claimant Lawyers(s): Jennifer M. Jordan Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): William J. Manning Arbitrator(s): Robert L. Palleschi, Zuhayr A. Moghrabi, Kenneth Paul Williams Hearing Site: New York, NY		$158,801